Securities Arbitration

Investment Fraud Counsel

If you are an investor who has fallen victim to investment fraud or other misconduct by your financial advisor or brokerage firm, and have suffered investment losses, contact Faruqi & Faruqi, LLP today for a free and confidential evaluation of your claims.

Faruqi & Faruqi has extensive experience representing investors throughout the securities industry. The attorneys at Faruqi & Faruqi represent investors nationwide in disputes against financial advisors, brokerage firms and other companies to recover losses stemming from, but not limited to:

  • negligence;
  • unsuitable investments;
  • securities fraud;
  • churning;
  • unauthorized trading;
  • breach of fiduciary duty;
  • breach of contract;
  • and other forms of misconduct.

Request a Free and Confidential Legal Consultation Today

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Evaluate Your Securities Fraud Claims

Call us nowCALL US NOW: (877)-476-7797

News & Investigations

Former New York Financial Advisor Andrew Caspersen Pleads Guilty to Securities Fraud

Posted on August 18, 2016

On July 6, 2016, former New York financial advisor Andrew W. W. Caspersen (CRD #6149640) (“Caspersen”) pleaded guilty to two (2) counts of fraud stemming from his involvement with a $38 million Ponzi scheme.  According to CNBC, between November 2014 and March 2016, Caspersen induced clients to invest in what he represented was a...

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FINRA Provides Helpful Hints Regarding Granting Power of Attorney

Posted on August 15, 2016

What happens if you become incapacitated and unable to manage your financial affairs?  To avoid facing that unfortunate dilemma, investors should consider appointing a trusted person (such as a sibling, spouse, adult child or close friend) as power of attorney over their finances in the event they are unable to handle them...

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